Regulatory Resource Center
Direct links to official agency enforcement portals, compliance guides, and regulatory databases across all 15 industry verticals we cover. All sources are public government agencies — no paywalls.
Agency Enforcement Portals
CMS — Centers for Medicare & Medicaid Services
Enforcement authority for nursing homes, home health, hospice, and all Medicare/Medicaid certified providers.
OIG — Office of Inspector General (HHS)
Exclusion authority for all HHS programs, fraud investigations, and compliance guidance for healthcare providers.
FDA — Food and Drug Administration
Regulates drugs, devices, food, compounding pharmacies, and veterinary products. Enforcement via Warning Letters, recalls, and import alerts.
DEA — Drug Enforcement Administration
Controlled substance registration and diversion control for all DEA-registered practitioners (pharmacies, physicians, veterinarians, substance use disorder facilities).
EPA — Environmental Protection Agency
Clean Water Act, Clean Air Act, and RCRA enforcement against municipalities, utilities, manufacturers, and industrial facilities.
FDIC / OCC / Federal Reserve / CFPB — Banking Regulators
Primary federal regulators for community banks and credit unions. CFPB enforces consumer financial protection laws.
HUD — Housing and Urban Development
Fair housing enforcement, Section 8/Section 236 physical inspections (REAC/NSPIRE), and CDBG/HOME compliance.
Dept of Education — OCR & FSA
Title IX, FERPA, Section 504/ADA enforcement through OCR. Federal Student Aid (FSA) oversight for Title IV participating institutions.
Key Compliance Guides
HIPAA Security Rule Compliance Checklist
Administrative, physical, and technical safeguards required under 45 CFR § 164.306. Applies to all covered entities and business associates.
HealthcareOIG Provider Self-Disclosure Protocol
How to voluntarily disclose potential Medicare/Medicaid fraud — can reduce penalty exposure and avoid exclusion.
HealthcareDEA Controlled Substance Handbook for Practitioners
DEA guidance on practitioner requirements for Schedule II–V substances including record-keeping, disposal, and theft reporting.
Pharmacy / VeterinaryCMS Emergency Preparedness Rule
42 CFR Part 482 through 485 emergency preparedness requirements for all Medicare/Medicaid certified providers. Surveyable CoP.
Senior Care / Hospice / Home HealthEPA Clean Water Act Compliance Guide
NPDES permit compliance for municipal wastewater discharges, stormwater permits, and combined sewer overflow management.
Municipal GovernmentFinCEN BSA/AML Compliance Program Requirements
Customer identification, beneficial ownership, suspicious activity reporting (SAR), and currency transaction reporting (CTR) requirements.
Community BankingEnforcement by Industry
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